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Entity-level controls
Results: 522

#	Item
201	Microsoft Word - SOX 404 Roundtable Comments Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-28 14:53:52 Finance Internal control Internal audit Sarbanes–Oxley Act Entity-level controls Audit External auditor Information technology audit Financial statement Auditing Accountancy Business
202	2011 Report and Certification of Internal Supervisory Controls Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2012-01-26 16:04:01 United States federal banking legislation Financial regulation Finance Corporate crime U.S. Securities and Exchange Commission Entity-level controls Regulation S-X Dodd–Frank Wall Street Reform and Consumer Protection Act Internal control Auditing SEC filings Business
203	May 10, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission Washington, DC[removed]Public Company Accounting Oversight Board Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-12 15:54:07 Finance Audit Statement on Auditing Standards No. 70: Service Organizations Financial audit Internal audit Internal control Sarbanes–Oxley Act Committee of Sponsoring Organizations of the Treadway Commission Entity-level controls Auditing Accountancy Business
204	Thomas A. Fanning Executive Vice President and Chief Financial Officer Bin[removed]Peachtree Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-07 12:12:03 Public Company Accounting Oversight Board Sarbanes–Oxley Act Entity-level controls Audit Internal control Information technology controls Materiality External auditor SOX 404 top–down risk assessment Auditing Accountancy Business
205	Microsoft Word[removed]Sarbanes Oxley. Section 404. SEC Jonathan G Katz . Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-15 14:28:36 Management 107th United States Congress Sarbanes–Oxley Act United States securities law Finance Entity-level controls Regulatory compliance Internal control U.S. Securities and Exchange Commission Auditing Business Corporate governance
206	Leon J. Level Vice President and Chief Financial Officer April 26, 2005 Mr. William H. Donaldson, Chairman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-26 15:55:14 Risk Entity-level controls Internal audit Internal control Audit Continuous auditing Public Company Accounting Oversight Board Materiality SOX 404 top–down risk assessment Auditing Accountancy Business
207	Microsoft Word - Protiviti Response to SEC Request for Experiences with Respect to SOA Section[removed]In Conjunction with 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-01 14:43:55 Business Audit Internal audit Sarbanes–Oxley Act Entity-level controls Internal control Information technology controls SOX 404 top–down risk assessment External auditor Auditing Accountancy Risk
208	Annex to the Statement of Management Responsibility Including Internal Control over Financial Reporting 1. Introduction Add to Reading List Source URL: www.canafe-fintrac.gc.ca Language: English - Date: 2013-09-12 10:57:23 Finance Entity-level controls Internal control Financial Transactions and Reports Analysis Centre of Canada Internal audit Financial audit Audit Money laundering Chief financial officer Auditing Accountancy Business
209	Microsoft Word - DAC_FINAL_Report_KFC3- EN.WEB.1.docx Add to Reading List Source URL: hc-sc.gc.ca Language: English - Date: 2013-12-18 09:59:53 Risk Internal audit Chief audit executive Audit Entity-level controls Information technology audit Internal control Enterprise risk management Information technology audit process Auditing Accountancy Business
210	Comments of B. Benoit on 4-511 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-28 15:11:27 Risk Entity-level controls Sarbanes–Oxley Act Internal control Audit Information technology controls Internal audit Public Company Accounting Oversight Board Control environment Auditing Accountancy Business

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